Government welcomes publication of annual report of Process Review Panel for the Securities and Futures Commission
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A spokesman for the Financial Services and the Treasury Bureau said, "The PRP has conducted a comprehensive review of the internal processes and operational procedures of the Securities and Futures Commission (SFC). Through reviewing selected cases concerning enforcement, licensing, supervision of intermediaries and complaint handling, etc, the PRP has made a number of comprehensive and constructive observations and recommendations which are conducive to the fair and consistent exercise of regulatory powers by the SFC. We would like to express our sincere gratitude to the PRP Chairman, Ms Miranda Kwok, and the PRP members for their diligent efforts in enhancing the transparency and accountability of the SFC."
The PRP is an independent panel established by the Chief Executive to review and advise the SFC on the adequacy of the SFC's internal procedures and operational guidelines, and to determine whether the SFC has followed its internal procedures for ensuring fairness and consistency.
Ends/Wednesday, December 31, 2025
Issued at HKT 12:15
Issued at HKT 12:15
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